POWER OF THE WEB
- The same internet technology as the major brokers without the investment with no commission sharing or account carveouts
- Participant has 24x7 access to all plan information
- Real-time trading interface
- All position information
- Complete modeling
- On-line grant acceptance, tax election, plan enrollment and contribution election
- All plan documents are available for downloading
- All grant documents are available for downloading
- E-mail notification of important plan information such as new grants, option expiration, enrollment periods, etc.
- Real-time trading, via FIX or Broadridge, directly to the order desk
POWER OF COMMUNICATION
- The Stock Plan Administrator can speak directly to the plan participants
- Special section on important information such as:
- How to exercise, window periods, etc.
- Totally under the Administrator’s control
- Participant survey offered at the end of each session
POWER OF THE MESSAGE
- The broker can speak directly to the plan participants
- Special section on important information such as:
- Teaser rates, portfolio reviews, etc.
- Totally under the Broker’s control
POWER TO ACT
- Start private, go public
- Same portal can be used when you’re a private company
- Add brokerage when you go public
- No need for participant retraining
- No need for major plan conversion
POWER OF INTEGRATION
- Fully integrated with Equity Central
- No need for file exchanges between the trading platform and the administration platform
- No time delay in presenting administration data to the trading platform
POWER OF OPEN ARCHITECTURE
- Easily integrates with any stock plan administration platform (Equity Edge, EASi, EOWin, etc.)
POWER OF THE BROKER
- Special support for Executives
- 10b5-1 plan support and integration with my10b51.com
- Routing of contact information to make sure the executive calls only the assigned broker.
- Speed Bumps: If the trade is too large, either by shares or dollar value, the system can present a message to the executive informing him that he may get a better price via phone call
- Roadblocks: If the trade is too large, either by shares or dollar value, the system can present a message to the executive informing her that she may only execute the transaction by calling the broker
- Brokers can be freed to build books, not man phones
